The law of the investment markets

書誌事項

The law of the investment markets

Robert R. Pennington

Blackwell Law, 1990

大学図書館所蔵 件 / 18

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注記

Includes bibliographical references and index

内容説明・目次

内容説明

Investment marketing law became a legal subject in its own right with the enactment of the Financial Services Act 1986, and its implementation by a series of rules and regulations issued partly by the Secretary of State for Trade and Industry and partly by the new Securities and Investments Board which had been brought into force by 29 April 1988. The new Act regulates the conduct of investment business by all kinds of firms, companies and institutions with only a few exceptions. Its impact on United Kingdom law has been as great, if not greater, than any other legislation in a field of major importance during the last half-century. This major new work provides a detailed guide to this important and developing area of law by one of Britain's leading experts on commercial law.

目次

  • The structure of the investment markets
  • the regulation of the market
  • the issue and marketing of securities
  • dealings in securities
  • the other exchanges
  • the conduct of the practitioners of investment
  • investment trusts and unit trusts
  • the overseas element.

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