Stockbroker supervision : managing stockbrokers and surviving sanctions

Author(s)

• Ferrara, Ralph C.
• Rivkin, David W.
• Crespi, Gregory S.

Bibliographic Information

Stockbroker supervision : managing stockbrokers and surviving sanctions

Ralph C. Ferrara, David W. Rivkin, Gregory S. Crespi

Butterworth Legal Publishers, c1989

Note

Includes index

• NCID: BA18171255
• ISBN:
  • 0880632887
• LCCN: 89033686
• Country Code: us
• Title Language Code: eng
• Text Language Code: eng
• Place of Publication: Salem, N.H.
• Pages/Volumes: xiii, 378 p.
• Size: 24 cm
• Classification:
  • LCC : KF1071
  • DC20 : 346.73/0926
  • DC20 : 347.306926
• Subject Headings:
  • LCSH : Stockbrokers -- Legal status, laws, etc. -- United States
  • LCSH : Securities -- United States
  • LCSH : Stock-exchange -- Law and legislation -- United States