Auditing investment businesses
著者
書誌事項
Auditing investment businesses
Butterworths, 1989
大学図書館所蔵 全4件
注記
Includes index
内容説明・目次
内容説明
The 1986 Financial Services Act has had a profound effect on those who audit investment business and on the investors themselves. With all authorized investment businesses requiring an auditor, including sole traders and partnerships, the role of the auditor in the new regime is a key one. This work gives an introductory description of the Act and provides guidance on the new roles and responsibilities of auditors and the relevance to them of the Act.
目次
- The regulatory framework
- financial regulations
- monitoring and enforcement
- audit regulations - overview
- the general approach to an audit
- tailoring the audit planning process
- the audit of FIMBRA member firms
- the audit of IMRO member firms
- the audit of TSA member firms
- the audit implications of the requirements of other regulators.
「Nielsen BookData」 より