United States securities and investments regulation handbook

書誌事項

United States securities and investments regulation handbook

United States editorial board, Michael Gruson, Jerry Markham, Eric Roiter

(International securities and investments regulation series)

Graham & Trotman, 1992

大学図書館所蔵 件 / 19

この図書・雑誌をさがす

注記

Includes bibliographical references and index

内容説明・目次

内容説明

A succinct and practical handbook on the regulation of the US securities and investment markets. It begins with a survey of the current law, its purpose and distinct nature, which in turn leads to a survey of the various instruments. Systematically, the book then addresses the major legal issues involved in offers and sales of securities by a foreign company both within the US, and outside it, the Investment Company Act's application to non-US companies and the reporting obligations for foreign private issuers of securities. The regulation of acquisitions, of foreign broker-dealer and advisory activities in the US, and of futures and options are all described and analyzed. The final section concerns manipulation, broker-dealer retail fraud and compliance commodity market malpractices, and insider trading.

目次

  • Offers and sales of securities by a non-US company in the United States
  • securities financial techniques
  • offers and sales by a foreign company outside the US
  • the Investment Company Act 1940
  • periodic reporting obligations of foreign issuers of securities
  • regulation of acquisitions
  • regulation of foreign broker-dealer and advisory activities in US
  • US regulation of futures and options
  • manipulation, broker-dealer retail fraud and compliance
  • commodity market malpractices
  • insider trading.

「Nielsen BookData」 より

関連文献: 1件中  1-1を表示

詳細情報

ページトップへ