United States securities and investments regulation handbook
著者
書誌事項
United States securities and investments regulation handbook
(International securities and investments regulation series)
Graham & Trotman, 1992
大学図書館所蔵 全19件
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  福島
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  新潟
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  石川
  福井
  山梨
  長野
  岐阜
  静岡
  愛知
  三重
  滋賀
  京都
  大阪
  兵庫
  奈良
  和歌山
  鳥取
  島根
  岡山
  広島
  山口
  徳島
  香川
  愛媛
  高知
  福岡
  佐賀
  長崎
  熊本
  大分
  宮崎
  鹿児島
  沖縄
  韓国
  中国
  タイ
  イギリス
  ドイツ
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  フランス
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注記
Includes bibliographical references and index
内容説明・目次
内容説明
A succinct and practical handbook on the regulation of the US securities and investment markets. It begins with a survey of the current law, its purpose and distinct nature, which in turn leads to a survey of the various instruments. Systematically, the book then addresses the major legal issues involved in offers and sales of securities by a foreign company both within the US, and outside it, the Investment Company Act's application to non-US companies and the reporting obligations for foreign private issuers of securities. The regulation of acquisitions, of foreign broker-dealer and advisory activities in the US, and of futures and options are all described and analyzed. The final section concerns manipulation, broker-dealer retail fraud and compliance commodity market malpractices, and insider trading.
目次
- Offers and sales of securities by a non-US company in the United States
- securities financial techniques
- offers and sales by a foreign company outside the US
- the Investment Company Act 1940
- periodic reporting obligations of foreign issuers of securities
- regulation of acquisitions
- regulation of foreign broker-dealer and advisory activities in US
- US regulation of futures and options
- manipulation, broker-dealer retail fraud and compliance
- commodity market malpractices
- insider trading.
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