Insider dealing
著者
書誌事項
Insider dealing
Longman, 1994
2nd ed
大学図書館所蔵 件 / 全12件
-
該当する所蔵館はありません
- すべての絞り込み条件を解除する
注記
Previous ed.: 1988
Includes index
内容説明・目次
内容説明
Insider Dealing provides authoritative guidance on the regulation of insider dealing in the UK in the light of Part V of the Criminal Justice Act 1993 and other relevant rules and regulations.
In addition, it describes the investigative powers available to regulatory bodies under the Financial Services Act 1986 and also reflects the changes instituted by the revised SIB Principles and Core Conduct of Business Rules, the Stock Exchange Listing Rules and the Take-over Code.
* Identifies the offences which may be committed and the scope of the defences available
* Considers the problems which the legislation poses for particular groups such as directors, shareholders, investment analysts and securities firms
* Discusses international co-operation in the detection of insider dealing
* Considers the civil liability of firms or individuals involved in insider dealing
* Reviews the existing body of UK cases - many of which are unreported
目次
Preface. Tables of cases, statutes and statutory instruments. The Regulation of insider dealing. Detection and investigation. Insider defined. Prohibited and permitted transactions. Civil liability. The Financial Services Act 1986. Conclusion. Appendices.
「Nielsen BookData」 より
