Insider trading
著者
書誌事項
Insider trading
Tolley, 1993
2nd ed
大学図書館所蔵 件 / 全2件
-
該当する所蔵館はありません
- すべての絞り込み条件を解除する
注記
Includes index
内容説明・目次
内容説明
This second edition of "Insider Trading" tells what activities insiders can and cannot engage in. It has been fully revised to take account of the reforms introduced by the Criminal Justice Act 1993 - the act which greatly broadened insider liability and repealed the Company Securities (Insider Dealing) Act 1985. This new edition has also been updated to include the changes introduced by the Disclosures of Interest in Shares (Amendment) Regulations 1993; the new edition of the Stock Exchange "Yellow Book"; the Insider Dealing (Regulated Markets and Securities) Order 1993; the Traded Securities (Disclosure) Regulations 1993; and the recent developments in case law. A new chapter on Chinese Walls, which examines the arrangements within a business which attempt to segregate functions in order to revent free flow of confidential information, has also been added. This book should be of interest to insiders, compliance officers, accountants, liquidators, advisers, commercial lawyers and employees of multi-function security houses, merchant banks, regulatory bodies, investment exchanges and clearing houses.
目次
- What is insider trading?
- why regulate insider trading?
- the development of insider trading law in the USA
- the European dimension
- the development of insider trading law in Britain
- the regulation of the securities industry
- overview of statutory prohibition on insider trading
- the elements of the offence of insider trading
- insiders and tippees
- inside information
- statutory exclusion of insider and tippee liability
- civil aspects of insider trading
- Chinese Walls
- reporting of insider transactions
- statutory disclosure of interests and shares
- non-statutory regulation
- enforcement.
「Nielsen BookData」 より