Regulation of financial planners

Author(s)

• Moriarty, John P.
• McNeily, Curtlan R.

Bibliographic Information

Regulation of financial planners

by John P. Moriarty and Curtlan R. McNeily

（Securities law series, v. 19）

Clark Boardman Callaghan, c1991-

Note

Includes index

• NCID: BA26252501
• ISBN:
  • 0876328168
• LCCN: 91026315
• Country Code: us
• Title Language Code: eng
• Text Language Code: eng
• Place of Publication: Deerfield, IL
• Pages/Volumes: 1 v. (loose-leaf)
• Size: 26 cm
• Classification:
  • LCC : KF2921.Z95
  • DC20 : 346.73/092
  • DC20 : 347.30692
• Subject Headings:
  • LCSH : Financial planners -- Legal status, laws, etc. -- United States -- States
  • LCSH : Investment advisers -- Legal status, laws, etc. -- United States -- States
  • LCSH : Financial planners -- Legal status, laws, etc. -- United States
  • LCSH : Investment advisers -- Legal status, laws, etc. -- United States
• Parent Bibliography ID:
  • BA00396798