Financial markets regulation : a practitioner's perspective
著者
書誌事項
Financial markets regulation : a practitioner's perspective
（Studies in regulation）
Macmillan Press , St. Martin's Press, 1997
- : uk
- : us
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注記
Includes bibliographical references and index
内容説明・目次
内容説明
What lies at the heart of financial regulation? Economic principles? Public interest motives? Bureaucratic procedures? Many academics have extensively written on financial regulation. Rarely, practitioners, and in particular European practitioners, have had their say, the opportunity to express their views on how financial regulation is and should be governed. The book attempts to fill that gap: heads of Securities Commissions, representatives of self-regulatory organizations and exchanges, lawyers, have debated on the different issues of regulation. They draw the lessons from their experience and their regulatory achievements.
目次
- List of Contributors - List of Abbreviations - Preface: The Grounds for Government's Intervention in Financial Markets Regulation
- Q.Davies - Introduction: Financial Regulation: From Economic Analysis to Practical Experience
- H.Dumez & A.Jeunema"tre - PART 1: THE ASSESSMENT OF FINANCIAL REGULATION - The Assessment of Financial Regulation from a Regulator's Perspective
- M.Blair - Regulating Financial Markets as Preserving Key Balances
- P.Fleuriot - Financial Markets Regulation: The Role of a Separate Competition Authority
- C.Wright - PART 2: FINANCIAL INNOVATION AND MARKETS REGULATION - Changes in Technology and the Removal of Frontiers Between Regulated and Non-Regulated Markets
- P.Stephan - Facing New Regulatory Challenges: The Case of Proprietary Trading Systems
- F.Champarnaud - The Market Assessment
- N.Weinreb - Efficiency and Stability Considerations in the Design of Prudential Ratios: Some Reflections
- C.de Boissieu - PART 3: SELF REGULATORY ISSUES - The Emergence of a Moral Code of Practice without Legal Existence: The Take-over Panel
- T.P.Lee - Function, Objectives and Assessment of a Self Regulatory Organisation: The Securities and Futures Authority
- R.Wright - PART 4: FRAUD ISSUES - Self Regulation and Financial Fraud
- J.Loubert - Legal Aspects and Financial Fraud
- P.Mitchard - PART 5: THE EUROPEAN PERSPECTIVE - The Mutual Recognition of Financial National Regulations and Regulators
- C.Cruickshank - Experiencing Regulation Harmonisation: The UK Implementation of European Services Directives
- A.Alcock - Some Aspects of the Italian Financial Market and its Regulation
- M.Armanno - PART 6: AN AMERICAN PERSPECTIVE - An Overview of the US Regulatory System by a Practitioner
- H.L.Pitt - Index
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