The fiduciary, the insider and the conflict : a compendium of essays
著者
書誌事項
The fiduciary, the insider and the conflict : a compendium of essays
Brehon Sweet & Maxwell, c1995
大学図書館所蔵 全1件
  青森
  岩手
  宮城
  秋田
  山形
  福島
  茨城
  栃木
  群馬
  埼玉
  千葉
  東京
  神奈川
  新潟
  富山
  石川
  福井
  山梨
  長野
  岐阜
  静岡
  愛知
  三重
  滋賀
  京都
  大阪
  兵庫
  奈良
  和歌山
  鳥取
  島根
  岡山
  広島
  山口
  徳島
  香川
  愛媛
  高知
  福岡
  佐賀
  長崎
  熊本
  大分
  宮崎
  鹿児島
  沖縄
  韓国
  中国
  タイ
  イギリス
  ドイツ
  スイス
  フランス
  ベルギー
  オランダ
  スウェーデン
  ノルウェー
  アメリカ
注記
Essays inspired by a workshop organized by the British Institute of Securities Laws and Jesus College, Cambridge, held in Cambridge in July 1994
Includes bibliographical references and index
収録内容
- European foundations / by Janet Dine
- The insider dealing directive / by Barry Rider and Michael Ashe
- A view from Brussels / by Paolo Clarotti
- Insider dealing and the Criminal Justice Act 1993 / by Matthew White
- Who is an insider? / by Michael Ashe
- Inside information / by Alistair Alcock
- Defences to insider dealing / by Lynne Counsell
- Conflicts of interest in the securities industry / by Stephen Coates
- Conflicts of interest : regulatory rules and the common law / by Harry McVea
- Insider conflicts in US and Japan : an American perspective / by G. Philip Rutledge
- Conflicts of interest in Japan / by Chizu Nakajima
- Civil liability for insider dealing / by Ashe, Rider & Counsell
- Enforcement of financial services law with reference to insider dealing / by Barry Rider
- Compliance procedures / by Gary Hagland
- The compliance officer's role / by Rowan Bosworth-Davies
- The insider and tentative information / by Ahal Besorai
内容説明・目次
内容説明
Concern about regulation of insider dealing in the context of new and controversial legislation in Britain, and significant developments in the courts relating to fiduciary liability, led the British Institute of Securities Laws, in conjunction with Jesus College, Cambridge, to organize a two-day workshop in July 1994. The deliberatios of those involved in these proceedings inspired this collection of essays. This title seeks to give the reader a series of perspectives of some of the issues involved in fashioning an acceptable level of control over such abuses.
目次
- European foundations
- the insider dealing directive
- a view from Brussels
- insider dealing and the Criminal Justice Act 1993
- who is an insider?
- inside information
- defences to insider dealing
- conflicts of interest in the securities industry
- conflicts of interest - regulatory rules and the common law
- insider conflicts in US and Japan - an American perspective
- conflicts of interest in Japan
- civil liability for insider dealing
- enforcement of financial services law with reference to insider dealing
- compliance procedures
- the compliance officer's role
- the insider and tentative information.
「Nielsen BookData」 より