The fiduciary, the insider and the conflict : a compendium of essays

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Bibliographic Information

The fiduciary, the insider and the conflict : a compendium of essays

edited by Barry Rider and Michael Ashe

Brehon Sweet & Maxwell, c1995

Available at  / 1 libraries

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Note

Essays inspired by a workshop organized by the British Institute of Securities Laws and Jesus College, Cambridge, held in Cambridge in July 1994

Includes bibliographical references and index

Contents of Works

  • European foundations / by Janet Dine
  • The insider dealing directive / by Barry Rider and Michael Ashe
  • A view from Brussels / by Paolo Clarotti
  • Insider dealing and the Criminal Justice Act 1993 / by Matthew White
  • Who is an insider? / by Michael Ashe
  • Inside information / by Alistair Alcock
  • Defences to insider dealing / by Lynne Counsell
  • Conflicts of interest in the securities industry / by Stephen Coates
  • Conflicts of interest : regulatory rules and the common law / by Harry McVea
  • Insider conflicts in US and Japan : an American perspective / by G. Philip Rutledge
  • Conflicts of interest in Japan / by Chizu Nakajima
  • Civil liability for insider dealing / by Ashe, Rider & Counsell
  • Enforcement of financial services law with reference to insider dealing / by Barry Rider
  • Compliance procedures / by Gary Hagland
  • The compliance officer's role / by Rowan Bosworth-Davies
  • The insider and tentative information / by Ahal Besorai

Description and Table of Contents

Description

Concern about regulation of insider dealing in the context of new and controversial legislation in Britain, and significant developments in the courts relating to fiduciary liability, led the British Institute of Securities Laws, in conjunction with Jesus College, Cambridge, to organize a two-day workshop in July 1994. The deliberatios of those involved in these proceedings inspired this collection of essays. This title seeks to give the reader a series of perspectives of some of the issues involved in fashioning an acceptable level of control over such abuses.

Table of Contents

  • European foundations
  • the insider dealing directive
  • a view from Brussels
  • insider dealing and the Criminal Justice Act 1993
  • who is an insider?
  • inside information
  • defences to insider dealing
  • conflicts of interest in the securities industry
  • conflicts of interest - regulatory rules and the common law
  • insider conflicts in US and Japan - an American perspective
  • conflicts of interest in Japan
  • civil liability for insider dealing
  • enforcement of financial services law with reference to insider dealing
  • compliance procedures
  • the compliance officer's role
  • the insider and tentative information.

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