The financial services and markets act 2000 : a guide to the new law

著者

• Alcock, Alistair

書誌事項

The financial services and markets act 2000 : a guide to the new law

Alistair Alcock

Jordans, 2000

注記

Includes the full text of The Financial Service and Markets Act 2000: p. [237]-543

Includes bibliographical references and index

内容説明・目次

内容説明

This practical guide covers the Financial Services and Markets Act 2000 which has introduced the most fundamental changes to UK financial services legislation since 1986 and is designed to bring about radical restructuring of the UK financial services regime with a single regulating body.

目次

• The European framework
• the financial Services Authority and the Financial Services and Markets Tribunal
• the scope of the Financial Services and Markets Act 2000
• authorization and approval
• the Financial Services Authority's legislative functions
• Market misconduct
• complaints and compensation
• enforcement (1) - disciplining the unauthorized, the auhtorized and the approved
• enforcement (2) - investigations, market misconduct and privbate actions
• special cases - exchanges, clearing houses, Lloyds and the professions
• public offers and listings
• marketing in general and collective investment schemes
• The Financial Services and Markets Act 2000.

「Nielsen BookData」 より

• NII書誌ID(NCID): BA50667387
• ISBN:
  • 0853085633
• 出版国コード: uk
• タイトル言語コード: eng
• 本文言語コード: eng
• 出版地: Bristol
• ページ数/冊数: xxxvii, 549 p.
• 大きさ: 25 cm