Regulating financial services and markets in the twenty first century
著者
書誌事項
Regulating financial services and markets in the twenty first century
Hart Pub., 2001
- タイトル別名
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Regulating financial services and markets in the 21st century
大学図書館所蔵 全17件
  青森
  岩手
  宮城
  秋田
  山形
  福島
  茨城
  栃木
  群馬
  埼玉
  千葉
  東京
  神奈川
  新潟
  富山
  石川
  福井
  山梨
  長野
  岐阜
  静岡
  愛知
  三重
  滋賀
  京都
  大阪
  兵庫
  奈良
  和歌山
  鳥取
  島根
  岡山
  広島
  山口
  徳島
  香川
  愛媛
  高知
  福岡
  佐賀
  長崎
  熊本
  大分
  宮崎
  鹿児島
  沖縄
  韓国
  中国
  タイ
  イギリス
  ドイツ
  スイス
  フランス
  ベルギー
  オランダ
  スウェーデン
  ノルウェー
  アメリカ
注記
Includes bibliographical references and index
内容説明・目次
内容説明
The essays in this work offer a high-level examination of the most important issues facing financial services regulation,and the far-reaching effects of the Financial Services and Markets Act 2000 on the UK financial sector in the context of rapid global change. Taking an interdisciplinary approach the book includes contributions by many distinguished academic authorities on the law and economics of regulation, and also some of the most influential practitioners, regulators and policymakers. As such it provides an authoritative analysis of the underlying issues affecting the broad development of financial services regulation: the objectives of regulation, the responsibilities of the regulated community, the accountability of regulators, the regulation of electronic financial markets and the impact of stock market mergers, regional regulation within Europe, and the development of global financial regulation.
目次
- Part 1 General overview: regulating financial services and markets in the 21st century - an overview, Eilis Ferran and Charles A.E. Goodhart
- reforming financial regulation - progress and priorities, Howard Davies. Part 2 Objectives and principles: regulatory principles and the financial services and markets act 2000, Colin Mayer
- examining the objectives of financial regulation - will the new regime succeed? a practitioner's view, Amelia C. Fawcett
- "incentive v. rule-based financial regulations" - a role for market discipline, Rahul Dhumale. Part 3 Regulation of senior management: directors' fiduciary duties and the approved persons regime, Colin Bamford
- fiduciary duties, regulation of companies and regulation of individuals, Adam Ridley. Part 4 Discipline, enforcement and human rights: regulatory discipline and the European contention on human rights - a reality check, Daniel F. Waters and Martyn Hopper
- holding the balance - effective enforcement, procedural fairness and human rights, Thomas A.G. Beazley. Part 5 Accountability: regulating the regulator -a lawyer's perspective on accountability and control, Alan Page
- regulating the regulator - an economist's perspective on accountability and control, Charles A.E. Goodhart
- public accountability in the financial sector, Rosa M. Lastra and Heba Shams. Part 6 European regulation: regulating European markets - the harmonization of securities regulation in Europe in the new trading environment, Eddy Wymeersch
- the case for a European securities commission, Gilles Thieffry. Part 7 International regulation: new issues in international financial regulation, John Eatwell
- the financial stability forum (FSF) - just another acronym?, Andrew G. Haldane
- the need for efficient international financial regulation and the role of a global supervisor, Kern Alexander. Part 8 Role of rating agencies: the role of rating agencies in global market regulation, Steven L. Schwarcz
- the role of credit rating agencies in the establishment of capital standards for financial institutions in a global economy, Howell E. Jackson. Part 9 Technological change and regulation: the challenge of technology - regulation of electronic financial markets.
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