The securities regulatory handbook
Author(s)
Bibliographic Information
The securities regulatory handbook
(The PriceWaterhouseCoopers regulatory handbook series)
M.E. Sharpe, 1999-
- 1998-1999 ed
- 2001-2002 ed
Available at 5 libraries
  Aomori
  Iwate
  Miyagi
  Akita
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  Toyama
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  Fukui
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  Nagano
  Gifu
  Shizuoka
  Aichi
  Mie
  Shiga
  Kyoto
  Osaka
  Hyogo
  Nara
  Wakayama
  Tottori
  Shimane
  Okayama
  Hiroshima
  Yamaguchi
  Tokushima
  Kagawa
  Ehime
  Kochi
  Fukuoka
  Saga
  Nagasaki
  Kumamoto
  Oita
  Miyazaki
  Kagoshima
  Okinawa
  Korea
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  United Kingdom
  Germany
  Switzerland
  France
  Belgium
  Netherlands
  Sweden
  Norway
  United States of America
Description and Table of Contents
- Volume
-
1998-1999 ed ISBN 9780765602695
Description
Rapid changes are occurring in the rules governing banking securities activities. This volume guides financial institutions around the constraints on securities underwriting, brokerage activities, and trading and investments. It provides both the statutory background and the current interpretation of bank securities laws coveting underwriting, trading and dealing; mutual funds; derivative products, and overseas securities activities.
- Volume
-
2001-2002 ed ISBN 9780765606549
Description
A guide, for financial institutions, to constraints on securities underwriting, brokerage activities, and trading and investments. It provides background and interprets bank securities laws covering underwriting, trading; mutual funds; and derivative products and overseas securities activities.
Table of Contents
1. Overview of Bank Securities Laws 2. Investment and Treasury Activities 3. Overview of Bank Derivatives Activities 4. Brokerage Activities 5. Underwriting and Dealing 6. Merchant Banking 7. Mutual Funds Activities 8. Overseas Securities Activities
by "Nielsen BookData"