The securities regulatory handbook
著者
書誌事項
The securities regulatory handbook
（The PriceWaterhouseCoopers regulatory handbook series）
M.E. Sharpe, 1999-
- 1998-1999 ed
- 2001-2002 ed
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内容説明・目次
- 巻冊次
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1998-1999 ed ISBN 9780765602695
内容説明
Rapid changes are occurring in the rules governing banking securities activities. This volume guides financial institutions around the constraints on securities underwriting, brokerage activities, and trading and investments. It provides both the statutory background and the current interpretation of bank securities laws coveting underwriting, trading and dealing; mutual funds; derivative products, and overseas securities activities.
- 巻冊次
-
2001-2002 ed ISBN 9780765606549
内容説明
A guide, for financial institutions, to constraints on securities underwriting, brokerage activities, and trading and investments. It provides background and interprets bank securities laws covering underwriting, trading; mutual funds; and derivative products and overseas securities activities.
目次
1. Overview of Bank Securities Laws 2. Investment and Treasury Activities 3. Overview of Bank Derivatives Activities 4. Brokerage Activities 5. Underwriting and Dealing 6. Merchant Banking 7. Mutual Funds Activities 8. Overseas Securities Activities
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