Broker-dealer regulation in a nutshell

Author(s)

• Hazen, Thomas Lee

Bibliographic Information

Broker-dealer regulation in a nutshell

Thomas Lee Hazen

（Nutshell series）

West Group, c2003

• : pbk

Note

Includes bibliographical references (p. 232) and index

Details

• NCID: BA63904485
• ISBN:
  • 0314144625
• LCCN: 2003267502
• Country Code: us
• Title Language Code: eng
• Text Language Code: eng
• Place of Publication: St. Paul, Minn.
• Pages/Volumes: xliii, 235 p.
• Size: 19 cm
• Classification:
  • LCC : KF1071.Z9
  • DC21 : 346.73/0926
• Subject Headings:
  • LCSH : Stockbrokers -- Legal status, laws, etc. -- United States
• Parent Bibliography ID:
  • BA00260876