The law of investor protection

著者

    • Fisher, Jonathan

書誌事項

The law of investor protection

by Jonathan Fisher...[et al.]

Sweet & Maxwell, 2003

2nd ed

大学図書館所蔵 件 / 10

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注記

Includes index

内容説明・目次

内容説明

This title provides a unique guide for professionals concerned with investor protection. It provides a clear, coherent picture of how the law - both civil and criminal - approaches investor protection. It incorporates the changes brought in by the Financial Services and Markets Act 2000, along with other recent changes in the financial services regulatory regime.The authors explore the issues of consumer protection and the reduction of financial crime, areas that have been singled out as objectives of the regulatory systems. The work includes:* New sections on whistleblowing, direct selling, international co-operation in investor protection cases* A revised section on money laundering in light of the EC Amending Directive* Updated sections on company directors, confiscation of criminal assets, and pre-emptive remedies

目次

Introduction. The new regime. Market manipulation and market abuse. Enforcing the new regime. Investor protection in criminal law. Investor protection in civil law. Conclusion. Appendices.

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