The legal administration of financial services in common law jurisdictions : with special attention to the dual regulation system in Zambia
著者
書誌事項
The legal administration of financial services in common law jurisdictions : with special attention to the dual regulation system in Zambia
Edwin Mellen Press, c2006
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注記
Bibliography: p. [153]-159
Includes index
内容説明・目次
内容説明
This book provides fresh and original contributions to the debate on unified financial services supervision, highlighting different models of unified regulators in several countries. There is a dearth of literature for lawyers and law reform institutions on how to structure, or what to consider when setting up, a unified financial services regulator. While economists have been quick to put pen to paper on collateral and substantive issues relating to unified financial supervision, not much has been written by legal scholars.
目次
- Dedication
- Preface
- Foreword
- 1. Concept of Unified Financial Services Supervision
- 2. Legal Aspects of Securities Regulation
- 3. The Regulatory and Institutional Framework for the Supervision of Insurance Business and Pension Funds
- 4. The Regulatory and Institutional Framework for Banking and Non-Banking Financial Services Supervision
- 5. Secondary Regulators in the Financial Services Industry
- Bibliography
- Index.
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