Financial markets and exchanges law

著者

書誌事項

Financial markets and exchanges law

edited by Michael Blair, George Walker

Oxford University Press, 2007

大学図書館所蔵 件 / 全10件

この図書・雑誌をさがす

注記

Includes bibliographical references and index

内容説明・目次

内容説明

A companion work to Financial Services Law, this is the first truly analytical text to deal specifically with the regulation of markets and exchanges. This has become a significant but difficult and complex area following the passage of FSMA, and this text provides a comprehensive and authoritative guide to the new statutory regime. Financial Markets and Exchanges and financial expansion it is anticipated that many aspects of financial market development will take place through electronic based platforms operated via the internet or other digital delivery services. The chapter on electronic markets and exchanges in part one will provide a sound understanding of this issue. The expert contributor team also offers detailed guidance to the core provisions set out in FSMA in relation to investment exchanges, clearing house As well as looking at these core recognition provisions, the relevant rules in the Financial Services Authority's Handbook are examined in connection with alternative trading systems (ATPSs) and platforms (ATPs). In addition the book examines the regulation of specific markets such as equity and debt, and derivatives, clearing and settlement from UK, European and International perspectives.

目次

  • Introduction
  • PART I: FINANCIAL MARKETS
  • 1. Financial Markets and Exchanges
  • PART II: FINANCIAL SERVICES AND MARKETS
  • 2. Recognised Investment Exchanges (RIEs) and Recognised Clearing Houses (RCHs)
  • 3. Alternative Trading Systems (ATSs)
  • PART III: UK MARKETS AND CLEARING SYSTEMS
  • 4. London Stock Exchange Alternative Investment Market (AIM) and Regulation of the Main Market
  • 5. Virt-x and other Electronic UK Equity Markets
  • 6. UK Financial Derivatives and Commodities Markets
  • 7. UK Settlement
  • PART IV: UK MONEY MARKETS AND PAYMENT SYSTEMS
  • 8. London Money Markets: Legal and Regulatory Framework
  • 9. UK Payment Systems
  • PART V: EUROPEAN SECURITIES MARKETS AND CLEARING SYSTEMS
  • 10. Regulation of European Markets and Exchanges
  • 11. Markets in Financial Instruments Directive (MiFID)
  • 12. European E-commerce and E-money
  • PART VI: INTERNATIONAL SECURITIES MARKETS AND CLEARING SYSTEMS
  • 13. The Structure of International Markets Regulation
  • 14. International Settlement
  • 15. Islamic Securities Exchanges: Principles and International Developments

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