Investment adviser regulation in a nutshell

Author(s)

    • Haas, Jeffrey J.
    • Howard, Steven R.

Bibliographic Information

Investment adviser regulation in a nutshell

by Jeffrey J. Haas, Steven R. Howard

(Nutshell series)

Thomson/West, c2008

Available at  / 9 libraries

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Note

Includes index

Description and Table of Contents

Description

Investment Adviser Regulation in a Nutshell is designed for persons interested in learning the fundamentals of regulation set forth primarily in the Investment Advisers Act of 1940 and the Securities and Exchange Commission rules and regulations. In particular, this book is targeted toward investment advisers and their chief compliance officers. However, those associated with mutual funds, hedge funds, private equity funds, and collateralized debt obligation funds will find it useful as well.

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