CiNii 図書 - Butterworths financial services law handbook

"Butterworths Financial Services Law Handbook" is published annually and brings together in a single volume the primary, secondary and European legislation which forms the regulatory framework for the financial services industry. All of the relevant statutory instruments made under FSMA 2000 are set out as amended. This book also includes an appendix listing every UK statutory instrument made under FSMA 2000 with a brief summary of its effect. Other relevant secondary legislation is included covering areas such as the Proceeds of Crime Act 2002 and anti-money laundering regulations. Part IV (European material) has been greatly expanded in recent editions. To complete this comprehensive work, lists and tables of all amending enactments are included at the beginning of each Act, statutory instrument and European Directive and Regulation. All lawyers, compliance officers and regulators working in the financial services field will find that "Butterworths Financial Services Law Handbook" provides a portable, up-to-date and indispensable reference source.

"New to this edition: Tribunals, Courts and Enforcement Act 2007, ss 3, 5, 6, 10, 13, 14, 22-26, 28, 44, 45 147-149, and Sch 5
Building Societies (Funding) and Mutual Societies (Transfers) Act 2007 (Note)
Financial Services and Markets Act 2000 (Ombudsman Scheme) (Consumer Credit Jurisdiction) Order 2007
Financial Services and Markets Act 2000 (Markets in Financial Instruments) (Amendment) Regulations 2007
Transfer of Funds (Information on the Payer) Regulations 2007
Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) (No 2) Order 2007
Financial Markets and Insolvency Regulations 1991
Financial Markets and Insolvency Regulations 1996
Control of Cash (Penalties) Regulations 2007
The Electronic Commerce Directive (Terrorism Act 2006) Regulations 2007
The Money Laundering Regulations 2007
The Regulation of Investigatory Powers (Investigation of Protected Electronic Information: Code of Practice) Order 2007
Communication from the Commission on Credit Rating Agencies
2007/14/EC Commission Directive laying down detailed rules for the implementation of certain provisions of Directive 2004/109/EC on the harmonisation of transparency requirements in relation to information about issuers whose securities are admitted to trading on a regulated market
2007/16/EC Commission Directive implementing Council Directive 85/611/EEC on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities (UCITS) as regards the clarification of certain definitions
2007/64/EC Directive of the European Parliament and of the Council on payment services in the internal market amending Directives 97/7/EC, 2002/65/EC, 2005/60/EC and 2006/48/EC and repealing Directive 97/5/EC."

「Nielsen BookData」より

Butterworths financial services law handbook

著者

書誌事項

大学図書館所蔵全2件

この図書・雑誌をさがす

注記

内容説明・目次

詳細情報

書き出し