Butterworths securities & financial services law handbook

著者

書誌事項

Butterworths securities & financial services law handbook

consultant editor, Deborah A. Sabalot

LexisNexis, Butterworths, c2009

10th ed

タイトル別名

Securities & financial services law handbook

大学図書館所蔵 件 / 全3件

この図書・雑誌をさがす

注記

Previous ed.: published as Butterworths financial services law handbook. London: LexisNexis Butterworths, 2008

Includes bibliographical references and index

内容説明・目次

内容説明

This title is formerly known as "Butterworths Financial Services Law Handbook". "Butterworths Securities & Financial Services Law Handbook" is published annually and brings together in a single volume the primary, secondary and European legislation which forms the regulatory framework for the financial services industry. All of the relevant statutory instruments made under FSMA 2000 are set out as amended in Sections A and B of Part III. There is an Appendix listing every UK statutory instrument made under FSMA 2000 with a brief summary of its effect. To complete this comprehensive work, lists or tables of all amending enactments are included at the beginning of each Act, statutory instrument and European Directive and Regulation. All lawyers, compliance officers and regulators working in the financial services field will find that "Butterworths Securities & Financial Services Law Handbook" provides a portable, up-to-date and indispensable reference source.

目次

  • "New to this edition:-Limited Partnerships Act 1907
  • Bank of England Act 1998 (Note)
  • Limited Liability Partnerships Act 2000
  • Banking (Special Provisions) Act 2008
  • Dormant Bank and Building Society Accounts Act 2008
  • Counter-Terrorism Act 2008, Sch 7
  • Banking Act 2009
  • Limited Liability Partnerships (Forms) Regulations 2001 (Note), SI 2001/927
  • Limited Liability Partnerships (Scotland) Regulations 2001, SSI 2001/128
  • Limited Liability Partnerships (Forms) Regulations 2002, SI 2002/690 (Note)
  • Limited Liability Partnerships (No 2) Regulations 2002, SI 2002/913
  • Limited Liability Partnerships (Particulars of Usual Residential Address) (Confidentiality Orders) Regulations 2002, SI 2002/915
  • Compensation (Exemptions) Order 2007, SI 2007/209
  • Administrative Justice and Tribunals Council (Listed Tribunals) Order 2007 (Note), SI 2007/2951
  • Regulated Covered Bonds Regulations 2008, SI 2008/346
  • Northern Rock plc Transfer Order 2008, SI 2008/432
  • Northern Rock plc Compensation Scheme Order 2008, SI 2008/718
  • Proceeds of Crime Act 2002 (Investigations in England, Wales and Northern Ireland: Code of Practice) Order 2008, SI 2008/946
  • Cash Ratio Deposits (Value Bands and Ratios) Order 2008, SI 2008/1344
  • Cancellation of Contracts made in a Consumer's Home or Place of Work etc Regulations 2008, SI 2008/1816
  • Proceeds of Crime Act 2002 (Disclosure of Information) Order 2008, SI 2008/1909
  • Limited Liability Partnerships (Accounts and Audit) (Application of Companies Act 2006) Regulations 2008, SI 2008/1911
  • Proceeds of Crime Act 2002 (Investigative Powers of Prosecutors in England, Wales and Northern Ireland: Code of Practice) Order 2008, SI 2008/1978
  • Bradford & Bingley plc Transfer of Securities and Property etc Order 2008, SI 2008/2546
  • Heritable Bank plc Transfer of Certain Rights and Liabilities Order 2008, SI 2008/2644
  • Transfer of Rights and Liabilities to ING Order 2008, SI 2008/2666Landsbanki Freezing Order 2008, SI 2008/2668
  • Kaupthing Singer & Friedlander Limited Transfer of Certain Rights and Liabilities Order 2008, SI 2008/2674
  • Takeover Code (Concert Parties) Regulations 2008, SI 2008/3073Bradford & Bingley plc Compensation Scheme Order 2008, SI 2008/3249Kaupthing Singer & Friedlander Limited (Determination of Compensation) Order 2008, SI 2008/3250
  • Heritable Bank plc (Determination of Compensation) Order 2008, SI 2008/3251
  • Payment Services Regulations 2009, SI 2009/209
  • 85/577/EEC Council Directive to protect the consumer in respect of contracts negotiated away from business premises
  • Commission Recommendation on the electronic network of officially appointed mechanisms for the central storage of regulated
  • information referred to in Directive 2004/109/EC of the European Parliament and of the Council
  • Prevention of Money Laundering/Combating the Financing of Terrorism: Guidance for the UK Financial Sector - Part I (December 2007)
  • Prevention of Money Laundering/Combating the Financing of Terrorism: Guidance for the UK Financial Sector - Part II (December 2007)
  • JMLSG Guidance

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