Principles of securities regulation
著者
書誌事項
Principles of securities regulation
（Concise hornbook series）
West, a Thomson Reuters business, c2009
3rd ed
- タイトル別名
-
Securities regulation
大学図書館所蔵 件 / 全9件
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注記
Includes index
内容説明・目次
内容説明
This title includes the most recent developments in securities regulation in an accessible format, including 1933 Act offering reform. Authoritative coverage includes the registration process; exemptions; corporate recapitalizations, reorganizations, and mergers; market manipulation; liabilities; Securities Exchange Act of 1934; jurisdictional aspects; broker-dealer regulation and the new Financial Industry Regulatory Authority, and an overview of investment company regulation.
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