Securities regulation in a nutshell

書誌事項

Securities regulation in a nutshell

by Thomas Lee Hazen

(Nutshell series)

Thomson/West, c2009

10th ed

タイトル別名

Securities regulation

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注記

Includes index

内容説明・目次

内容説明

This title will help you acquire an understanding of the basic content and organization of federal and state securities law. An authoritative summary, it covers the essential background and current status of each major area, while keeping details and citations to a minimum. It discusses the regulations governing public offerings, public companies, securities businesses, and investment companies. It also explores sanctions, civil liabilities, and extraterritorial application. This edition includes recent developments including the Securities and Exchange Commission's 1933 Act offering reform, the new Financial Industry Regulatory Authority, credit rating agencies, and changes to the New York Stock Exchange specialist system.

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詳細情報

  • NII書誌ID(NCID)
    BB01263662
  • ISBN
    • 9780314187987
  • LCCN
    2006287164
  • 出版国コード
    us
  • タイトル言語コード
    eng
  • 本文言語コード
    eng
  • 出版地
    St. Paul, Minn.
  • ページ数/冊数
    xlix, 361 p.
  • 大きさ
    19 cm
  • 分類
  • 件名
  • 親書誌ID
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