Butterworths securities & financial services law handbook

著者

書誌事項

Butterworths securities & financial services law handbook

consultant editor, Deborah A. Sabalot

LexisNexis, c2010

11th ed

タイトル別名

Securities & financial services law handbook

大学図書館所蔵 件 / 全6件

この図書・雑誌をさがす

注記

Includes bibliographical references and index

内容説明・目次

内容説明

"Butterworths Securities & Financial Services Law Handbook" is published annually and brings together in a single volume the primary, secondary and European legislation which forms the regulatory framework for the financial services industry. This edition contains legislation driven by the credit crisis, such as the Banking Act 2009, as well as legislation to reform financial regulation and the EU's response to the financial crisis. All of the relevant statutory instruments made under FSMA 2000 are set out as amended in Sections A and B of Part III. There is an Appendix listing every UK statutory instrument made under FSMA 2000 with a brief summary of its effect. To complete this comprehensive work, lists or tables of all amending enactments are included at the beginning of each Act, statutory instrument and European Directive and Regulation. All lawyers, compliance officers and regulators working in the financial services field will find that "Butterworths Securities & Financial Services Law Handbook" provides a portable, up-to-date and indispensable reference source. Content new to this edition: Financial Services Bill (Note); Financial Services and Markets Act 2000 (Controllers) (Exemption) Order 2009, SI 2009/774; Financial Services and Markets Act 2000 (Contribution to Costs of Special Resolution Regime) Regulations 2009, SI 2009/807; Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) Order 2009, SI 2009/1342; Financial Services and Markets Act 2000 (Law Applicable to Contracts of Insurance) Regulations 2009, SI 2009/3075; Banking Act 2009 (Commencement No 1) Order 2009, SI 2009/296; Banking Act 2009 (Bank Administration) (Modification for Application to Banks in Temporary Public Ownership); Regulations 2009, SI 2009/312; Banking Act 2009 (Bank Administration) (Modification for Application to Multiple Transfers) Regulations 2009, SI 2009/313; Bank Administration (Sharing Information) Regulations 2009, SI 2009/314; and, Banking Act 2009 (Parts 2 and 3 Consequential Amendments) Order 2009, SI 2009/317. This edition also contains: Banking Act 2009 (Third Party Compensation Arrangements for Partial Property Transfers) Regulations 2009, SI 2009/319; Banking Act 2009 (Restriction of Partial Property Transfers) Order 2009, SI 2009/322; Bank Administration (Scotland) Rules 2009, SI 2009/350; Bank Insolvency (Scotland) Rules 2009, SI 2009/351; Bank Insolvency (England and Wales) Rules 2009, SI 2009/356; Bank Administration (England and Wales) Rules 2009, SI 2009/357; Mutual Societies (Transfers) Order 2009, SI 2009/509 (Note) Building Societies (Insolvency and Special Administration) Order 2009, SI 2009/805 (Note); Building Society Special Administration (Scotland) Rules 2009, SI 2009/806 (Note); Amendments to Law (Resolution of Dunfermline Building Society) Order 2009, SI 2009/814; Proceeds of Crime Act 2002 (References to Financial Investigators) Order 2009, SI 2009/975; Banking Act 2009 (Commencement No 2) Order 2009, SI 2009/1296 (Note); and, Dunfermline Building Society Compensation S.

目次

  • "PART I - Financial Services and Markets Act 2000
  • PART II - Other Acts
  • PART III - Statutory Instruments
  • - A. FSMA 2000 Commencement Orders
  • - B. FSMA 2000 Statutory Instruments
  • - C. Other Statutory Instruments
  • PART IV - EC Materials
  • PART V - Other Materials
  • - A. Joint Money Laundering Steering Group Materials
  • - B. Codes of Practice
  • - C. Banking Act 2009 Instruments"

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