Butterworths securities & financial services law handbook
著者
書誌事項
Butterworths securities & financial services law handbook
LexisNexis, c2010
11th ed
- タイトル別名
-
Securities & financial services law handbook
大学図書館所蔵 全6件
  青森
  岩手
  宮城
  秋田
  山形
  福島
  茨城
  栃木
  群馬
  埼玉
  千葉
  東京
  神奈川
  新潟
  富山
  石川
  福井
  山梨
  長野
  岐阜
  静岡
  愛知
  三重
  滋賀
  京都
  大阪
  兵庫
  奈良
  和歌山
  鳥取
  島根
  岡山
  広島
  山口
  徳島
  香川
  愛媛
  高知
  福岡
  佐賀
  長崎
  熊本
  大分
  宮崎
  鹿児島
  沖縄
  韓国
  中国
  タイ
  イギリス
  ドイツ
  スイス
  フランス
  ベルギー
  オランダ
  スウェーデン
  ノルウェー
  アメリカ
注記
Includes bibliographical references and index
内容説明・目次
内容説明
"Butterworths Securities & Financial Services Law Handbook" is published annually and brings together in a single volume the primary, secondary and European legislation which forms the regulatory framework for the financial services industry. This edition contains legislation driven by the credit crisis, such as the Banking Act 2009, as well as legislation to reform financial regulation and the EU's response to the financial crisis. All of the relevant statutory instruments made under FSMA 2000 are set out as amended in Sections A and B of Part III. There is an Appendix listing every UK statutory instrument made under FSMA 2000 with a brief summary of its effect. To complete this comprehensive work, lists or tables of all amending enactments are included at the beginning of each Act, statutory instrument and European Directive and Regulation. All lawyers, compliance officers and regulators working in the financial services field will find that "Butterworths Securities & Financial Services Law Handbook" provides a portable, up-to-date and indispensable reference source.
Content new to this edition: Financial Services Bill (Note); Financial Services and Markets Act 2000 (Controllers) (Exemption) Order 2009, SI 2009/774; Financial Services and Markets Act 2000 (Contribution to Costs of Special Resolution Regime) Regulations 2009, SI 2009/807; Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) Order 2009, SI 2009/1342; Financial Services and Markets Act 2000 (Law Applicable to Contracts of Insurance) Regulations 2009, SI 2009/3075; Banking Act 2009 (Commencement No 1) Order 2009, SI 2009/296; Banking Act 2009 (Bank Administration) (Modification for Application to Banks in Temporary Public Ownership); Regulations 2009, SI 2009/312; Banking Act 2009 (Bank Administration) (Modification for Application to Multiple Transfers) Regulations 2009, SI 2009/313; Bank Administration (Sharing Information) Regulations 2009, SI 2009/314; and, Banking Act 2009 (Parts 2 and 3 Consequential Amendments) Order 2009, SI 2009/317.
This edition also contains: Banking Act 2009 (Third Party Compensation Arrangements for Partial Property Transfers) Regulations 2009, SI 2009/319; Banking Act 2009 (Restriction of Partial Property Transfers) Order 2009, SI 2009/322; Bank Administration (Scotland) Rules 2009, SI 2009/350; Bank Insolvency (Scotland) Rules 2009, SI 2009/351; Bank Insolvency (England and Wales) Rules 2009, SI 2009/356; Bank Administration (England and Wales) Rules 2009, SI 2009/357; Mutual Societies (Transfers) Order 2009, SI 2009/509 (Note) Building Societies (Insolvency and Special Administration) Order 2009, SI 2009/805 (Note); Building Society Special Administration (Scotland) Rules 2009, SI 2009/806 (Note); Amendments to Law (Resolution of Dunfermline Building Society) Order 2009, SI 2009/814; Proceeds of Crime Act 2002 (References to Financial Investigators) Order 2009, SI 2009/975; Banking Act 2009 (Commencement No 2) Order 2009, SI 2009/1296 (Note); and, Dunfermline Building Society Compensation S.
目次
- "PART I - Financial Services and Markets Act 2000
- PART II - Other Acts
- PART III - Statutory Instruments
- - A. FSMA 2000 Commencement Orders
- - B. FSMA 2000 Statutory Instruments
- - C. Other Statutory Instruments
- PART IV - EC Materials
- PART V - Other Materials
- - A. Joint Money Laundering Steering Group Materials
- - B. Codes of Practice
- - C. Banking Act 2009 Instruments"
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