SEC enforcement of insider trading regulations : an immediate look at recent SEC investigations into alleged insider trading activity

著者

• Fanto, James
• Cook, Karen

書誌事項

SEC enforcement of insider trading regulations : an immediate look at recent SEC investigations into alleged insider trading activity

[James Fanto, Karen Cook]

（Aspatore special report）

Aspatore, c2011

• : pbk

タイトル別名

Securities and Exchange Commission enforcement of insider trading regulations

収録内容

• Financial professionals face heightened SEC insider trading enforcement : line drawing issues and the compliance response / James Fanto
• Insider trading enforcement trends / Karen Cook

詳細情報

• NII書誌ID(NCID): BB06865946
• ISBN:
  • 9780314276544
• LCCN: 2011414335
• 出版国コード: us
• タイトル言語コード: eng
• 本文言語コード: eng
• 出版地: [Boston]
• ページ数/冊数: 22 p.
• 大きさ: 22 cm
• 分類:
  • LCC : KF1073.I5
• 件名:
  • LCSH : Insider trading in securities -- Law and legislation -- United States
  • LCSH : United States. Securities and Exchange Commission
• 親書誌ID:
  • BA90620629