European capital markets law

著者

書誌事項

European capital markets law

edited by Rüdiger Veil ; translated by Rebecca Ahmling

Hart, c2013

  • : pbk

大学図書館所蔵 件 / 全9件

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注記

Bibliography: p. 483-486

Includes indexes

内容説明・目次

内容説明

European capital markets law has developed rapidly in recent years, in the form of four framework directives and numerous implementing directives aimed at improving the integrity and functioning of capital markets. The financial crisis has given further impetus to the development of a European supervisory structure. This book systematises the European directives and examines the underlying concepts from a broadly interdisciplinary perspective. National differences in selected Member States - Austria, France, Germany, Italy, Spain, Sweden and the United Kingdom - are also explored. The first chapter deals with the foundations of capital markets law in Europe, the second explains the basics, and the third examines the rules ensuring market integrity (particularly insider dealing, market manipulation and short selling). Chapter four explores the disclosure system. The roles of intermediaries, such as investment firms, financial analysts and rating agencies, are described in chapter five, and chapter six deals with compliance in investment firms. Throughout the book emphasis is placed on legal practice, and frequent reference is made to the key decisions of supervisory authorities and courts. The book will be useful to students, researchers and practitioners, including attorneys and supervisory authorities.

目次

1 Foundations of Capital Markets Legislature in Europe 1 History 2 Concept and Aims of Capital Markets Regulation 3 Legislative Powers for Regulating Capital Markets in Europe 4 Process and Strategies of Capital Markets Regulation in Europe 5 Sources of Law and Principles of Interpretation 6 Challenges for Academic Research and Teaching 2 Basics of Capital Markets Law 7 Capital Markets 8 Financial Instruments 9 Market Participants 10 Access to the Markets and Market Exit 11 Capital Markets Supervision in Europe 12 Sanctions 3 Market Integrity 13 Insider Dealing 14 Market Manipulation 15 Short Selling 4 Disclosure System 16 Foundations 17 Prospectus Disclosure 18 Periodic Disclosure 19 Disclosure of Inside Information 20 Transparency of Major Shareholdings and Financial Instruments 21 Directors' Dealings 22 Access to Information 23 Disclosure of Information Necessary for Shareholders to Exercise their Rights 24 Disclosure Obligations in Takeover Law 5 Intermediaries 25 Investment Firms 26 Financial Analysts 27 Rating Agencies 6 Compliance in Investment Firms 28 Foundations 29 Organisational Requirements 7 Conclusion 30 A Review of the Past and Suggestions for the Future

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