A practitioner's guide to MiFID II

著者

    • Herbst, Jonathan
    • Lovegrove, Simon

書誌事項

A practitioner's guide to MiFID II

consultant editor, Jonathan Herbst ; with Simon Lovegrove

（The city library）

Sweet & Maxwell, 2015

2nd ed

  • : [pbk.]

大学図書館所蔵 件 / 全2件

この図書・雑誌をさがす

注記

Includes bibliographical references and index

内容説明・目次

内容説明

A complete practitioner s guide to the provisions and practical implications of the new Markets in Financial Instruments Directive, MiFID II. The book will cover both the original Directive and all the changes and extensions brought about by MiFID II, how the directive will impact firms and how they need to prepare for its implementation and also how the directive interacts with other European and UK level legislation.

目次

  • Introduction
  • Scope, Authorisation and Passporting
  • Overview of Organisational and Conduct of Business Requirements
  • Conduct of Business Standards Organisational Requirements
  • Conduct of Business - fair dealing with clients
  • Conduct of Business Standards - best execution
  • Conduct of Business Standards - information requirements
  • Transparency and transaction reporting standards
  • Regulated Markets and MTFs
  • Commodities Derivatives
  • The Third Country Regime.

「Nielsen BookData」 より

関連文献： 1件中  1-1を表示

詳細情報

ページトップへ