Securities regulation in a nutshell
著者
書誌事項
Securities regulation in a nutshell
（Nutshell series）
West Academic, c2016
11th ed
- タイトル別名
-
Securities regulation
大学図書館所蔵 全12件
注記
Includes index
内容説明・目次
内容説明
This title will help you acquire an understanding of the basic content and organization of federal and state securities law. It provides a summary of an intricate regulatory system. An authoritative summary, it covers the essential background and current status of each major area, while keeping details and citations to a minimum. It discusses the regulations governing public offerings, public companies, exemptions from SEC disclosure requirements, securities broker-dealers, as well as investment companies and investment advisers. It also explores sanctions, civil liabilities, and extraterritorial application. This edition includes recent developments including the Dodd-Frank Act as well as the JOBS Act, including the new crowdfunding and expanded Regulation A exemptions.
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