Principles of securities regulation

Author(s)

Bibliographic Information

Principles of securities regulation

Thomas Lee Hazen

（Concise hornbook series）

West Academic, c2016

4th ed

Other Title

Securities regulation

Available at  / 2 libraries

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Note

Includes index

Description and Table of Contents

Description

This title includes the most recent developments in securities regulation in an accessible format, including the JOBS Act. Authoritative coverage includes the registration process; exemptions; corporate recapitalizations, reorganizations, and mergers; market manipulation; liabilities; Securities Exchange Act of 1934; jurisdictional aspects; broker-dealer regulation and an overview of investment company regulation.

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Details

  • NCID
    BB22584391
  • ISBN
    • 9780314269973
  • Country Code
    us
  • Title Language Code
    eng
  • Text Language Code
    eng
  • Place of Publication
    St. Paul
  • Pages/Volumes
    xvi, 506 p.
  • Size
    24 cm
  • Subject Headings
  • Parent Bibliography ID
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