Broker-dealer regulation in a nutshell

Author(s)

• Hazen, Thomas Lee

Bibliographic Information

Broker-dealer regulation in a nutshell

Thomas Lee Hazen

（Nutshell series）

West Academic, c2017

3rd ed

• : pbk

Note

Includes index

Details

• NCID: BB24528289
• ISBN:
  • 9781634603393
• Country Code: us
• Title Language Code: eng
• Text Language Code: eng
• Place of Publication: St. Paul, Minn.
• Pages/Volumes: xxxiii, 301 p.
• Size: 19 cm
• Classification:
  • LCC : KF1071
• Subject Headings:
  • LCSH : Stockbrokers -- Legal status, laws, etc. -- United States
• Parent Bibliography ID:
  • BA00260876