Financial services law

著者

書誌事項

Financial services law

edited by George Walker, Robert Purves ; consultant editor, Michael Blair QC

Oxford University Press, 2018

4th ed

大学図書館所蔵 件 / 全9件

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注記

Includes index

内容説明・目次

内容説明

The most comprehensive single-volume practitioner reference work on financial regulation, Financial Services Law has been thoroughly revised and updated to take account of the major developments in a rapidly developing regulatory landscape. The updated text analyses all of the substantial institutional and structural changes brought, or to be brought, into effect under the additional new key statutes adopted in the financial area including specifically the Financial Services (Banking Reform) Act 2013 and the Bank of England and Financial Services Act 2016. The major new regulatory initiatives are covered in detail, including the Senior Managers Regime (SMR) and Certification Regime (CR).There is also coverage of new individual statutory offences, bank ring-fencing, depositor preference, bail-in stabilization and crisis management, resolution planning, payment system reform, and further Bank of England governance and PRA reform. Since the last edition there have been many developments at European level and the fourth edition takes full account of these including the Capital Requirements Directive IV, Solvency II, and MiFID II. At domestic level the division of the FSA Handbook of Rules into the PRA Rulebook and the FCA Handbook has been covered in two new chapters. There are also new chapters on 'Individual Accountability and Liability' following commencement of the Senior Managers and Certification Regimes, and on 'Consumer Credit' following the transfer of regulatory responsibility for this to the FCA. Additionally, the material on enforcement has been significantly developed in this new edition. Financial Services Law is the leading work on financial regulation for practitioners and scholars requiring a holistic treatment of the regime in the EU and UK.

目次

Part I - REGULATORY STRUCTURE 1: George Walker: UK Financial Services Reform 2: Paul Kennedy: Statutory Framework for UK Financial Services Regulation 3: Jane Welch and Peter Parker: European Financial Services 4: Deborah Sabalot: International Agreements and Supranational Bodies Part II - FINANCIAL SERVICES REGULATION 5: Robert Purves: The Prudential Regulation Authority and the Financial Conduct Authority 6: Robert Purves: The FCA Handbook and the PRA Rulebook 7: Simon Gleeson: Regulatory Processes - Authorisation and Supervision 8: Peter Snowdon and Simon Lovegrove: Individual Accountability 9: Angela Hayes & Matthew Feehily: Enforcement 10: Alex Kuczynski, James Darbyshire, & Casey McGrath: Financial Redress - Complaints, Disputes, and Compensation 11: Julia Machin: Listing and Public Offers 12: Andrew Tuson: Market Abuse 13: Andrew Tuson: Insider Dealing and Misleading Statements and Impressions 14: Peter Snowdon & Simon Lovegrove: Money Laundering and Financial Crime 15: Farhaz Khan & Jon Holland: Financial Regulation in Commercial Disputes Part III - FINANCIAL SECTORS AND ACTIVITIES 16: George Walker: Banks and Banking 17: Noleen John, Maria Ross, and Laura Hodgson: Insurance Regulation 18: Etay Katz: Wholesale Investment Firms 19: Gerard McMeel: Retail Investment Firms 20: Robert Purves: Home Finance Transactions 21: Eva Lomnicka: Consumer Credit 22: Philip Hinks: Collective Investment Schemes 23: Andrew Henderson: Islamic Financial Services

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