Securities regulation in a nutshell
著者
書誌事項
Securities regulation in a nutshell
（Nutshell series）
West Academic, c2021
12th ed
- タイトル別名
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Securities regulation
大学図書館所蔵 件 / 全7件
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該当する所蔵館はありません
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注記
Includes index
内容説明・目次
内容説明
This title will help you acquire an understanding of the basic content and organization of federal and state securities law. It provides a summary of an intricate regulatory system. An authoritative summary, it covers the essential background and current status of each major area, while keeping details and citations to a minimum. It discusses the regulations governing public offerings, public companies, exemptions from SEC disclosure requirements, securities broker-dealers, as well as investment companies and investment advisers. It also explores sanctions, civil liabilities, and extraterritorial application, the Dodd-Frank Act as well as the JOBS Act, including the crowdfunding and expanded Regulation A exemptions.
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